Workflow interaction diagrams

The following are UML diagrams that explain a typical KYC/AML portion of a client or supplier onboarding workflow.

These include calls out to the World-Check One API at relevant points in the workflow, and can be used as a guide to show where the WC1 client’s customer/supplier onboarding system would need to integrate with the World-Check One API to screen and investigate their customers/suppliers.

[ACT-setup]: Initial setup

Initial administration setup within World-Check One to allow API access Zoomable SVG diagram

kyc workflow initial setup activity

[ACT-workflow]: KYC/AML workflow summary

Overview of a typical customer/supplier KYC/AML workflow involving the World-Check One API Zoomable SVG diagram

kyc workflow overview activity

[SEQ-overview]: World-Check One API: high-level interaction overview

Overview of the API calls required to perform all relevant functions available in the World-Check One API Zoomable SVG diagram

lseg world check one api v1 sequence

[SEQ-pre]: Pre-requisites to creating a new case and working with the case afterwards

Before working with KYC/AML cases within World-Check One, certain pre-requisite data is required Zoomable SVG diagram

lseg world check one api v1 sequence 001

[SEQ-screen]: Perform screening

[SEQ-screen-sync]: Perform Synchronous Case Screening

Screen a case synchronously, returning results immediately. Zoomable SVG diagram

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[SEQ-screen-async]: Perform Asynchronous Case Screening

Cases can be screened at any point after entry, to obtain potential KYC/AML matches of interest Zoomable SVG diagram

lseg world check one api v1 sequence 003

[SEQ-world-check]: Retrieve a World-Check Profile

[SEQ-world-check-profile]: Retrieving World-Check Profile details

Detailed profile information can be retrieved for screening result via the World-Check profile ID Zoomable SVG diagram

lseg world check one api v1 sequence 004

[SEQ-case]: Perform actions on Case

[SEQ-case-check-id-availablity]: Check caseId availability

Check if cases are available for user Zoomable SVG diagram

lseg world check one api v1 sequence 005

[SEQ-case-create]: Creating a new case

Store all available fields around a customer/supplier as a case within World-Check One Zoomable SVG diagram

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[SEQ-case-retrieve]: Retrieving the system ID for a case

To interact with cases via the World-Check One API, their system IDs will need to be used Zoomable SVG diagram

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[SEQ-case-investigate-details]: Fetch full case details

To find out what data is currently stored against a specific case within World-Check One API, their system IDs will need to be used Zoomable SVG diagram

lseg world check one api v1 sequence 008

[SEQ-case-investigate-results]: Investigating screening results against a case

Once a screening has completed, the results can be obtained and further detailed investigation can be performed Zoomable SVG diagram

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[SEQ-case-ogs]: Working with ongoing screening for a case

If a customer/supplier is on-boarded for business, they can be entered into ongoing screening for continuous AML/KYC monitoring Zoomable SVG diagram

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[SEQ-case-ogs-monitoring]: Monitoring ongoing screening updates on the cases

Ongoing screening updates to cases over time can be retrieved Zoomable SVG diagram

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[SEQ-case-(un)assign]: Assign to a user and unassign a case

A case can be assigned to a user or unassigned from the user Zoomable SVG diagram

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[SEQ-case-(un)archive]: Archiving and unarchiving a case

A case can be archived or unarchived. Archiving is a pre-requisite to deleting a case. Zoomable SVG diagram

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[SEQ-case-update]: Updating an existing case

Cases can be updated if information about a customer/supplier changes over time, or new information becomes available Zoomable SVG diagram

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[SEQ-case-audit]: Retrieving the audit log for a case

Audit information on changes to cases over time can be retrieved Zoomable SVG diagram

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[SEQ-case-delete]: Deleting a case

A case can be deleted once it has been archived. Zoomable SVG diagram

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[SEQ-user-activity-monitoring]: User activity monitoring

[SEQ-user-activity-monitoring-initial]: User activity monitoring. Initial request

Return a collection of Cases that were modified by users in particular date range. Endpoint allows to initiate search and retrieve the first page of result set Zoomable SVG diagram

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[SEQ-user-activity-monitoring-subsequent]: User activity monitoring. Subsequent requests

Users can retrieve a list of cases by the cursorId retrieved by POST/cases/summaries in the initial request. Zoomable SVG diagram

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[SEQ-watchlist]: Watchlist

[SEQ-watchlist-retrieve-provider-source]: Retrieve providers and their sources

Providers and their sources can be retrieved Zoomable SVG diagram

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[SEQ-watchlist-maintain-provider-source]: Create or update provider sources

Provider sources can be created or updated Zoomable SVG diagram

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[SEQ-watchlist-maintain]: Maintain Watchlist data

Watchlist data can be maintained Zoomable SVG diagram

lseg world check one api v1 sequence 021

[SEQ-api-info]: Get API information

Get information about the version of the Public API, a link to the documentation, and a date and time that can be used to verify the 'Date' header Zoomable SVG diagram

lseg world check one api v1 sequence 022

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